Hear Tanushree Dabral of PX Partners provide a 5 minute overview of the Know Your Distributor solution at the #RegTechEdgeNoBorders showcase held on 11 August 2022
Almost five years on from the commencement of the Design and Distribution Obligations (DDO) in October 2021, the expectations around how Fund Issuers oversee their distributors have moved on considerably.
Artificial Intelligence (AI) has rapidly evolved from experimental use cases such as document summarisation and basic automation to being embedded across critical processes within Australian financial services via agents and automation of key activities and tasks.
APRA has sharpened its expectations on investment governance and, over the past year, begun backing them with enforcement. The standards apply with equal force
